Principles of Raman spectroscopy

Spectroscopy is an analytical technique that uses UV, visible, or infrared light to measure chemistry. It provides fast, label-free, non-invasive, and non-destructive chemical analysis of a material. Focused beam reflectance measurement (FBRM), ultraviolet/visible (UV/Vis), near-infrared (NIR), infrared (IR), and Raman are examples of spectroscopy widely used in industrial R&D or process environments.

Within this toolbox, vibrational spectroscopy techniques—including NIR, IR, and Raman—are powerful tools for understanding composition and molecular structure. NIR uses near-infrared radiation, IR uses infrared radiation, and Raman uses visible or near-infrared radiation to measure chemical composition and molecular structure.

Vibrational spectroscopy is especially valuable because it provides specific chemical information without requiring extensive sample preparation. Raman spectroscopy, a type of vibrational spectroscopy that provides a highly specific molecular fingerprint, is similar to IR. However, there are differences between Raman and IR that influence where they are used in industrial applications.

One key difference between infrared and Raman spectroscopy is how water affects the spectrum. Water strongly absorbs infrared light, often obscuring IR signals from a sample. In contrast, water has a weak Raman signal, making Raman spectroscopy better suited for measurements in aqueous solutions. Another difference lies in the wavelengths used: Raman spectroscopy employs visible or near-infrared wavelengths, allowing the use of standard optical fibers and detectors. However, IR spectroscopy requires specialty fibers and detectors due to its use of infrared wavelengths. This makes Raman spectroscopy ideal for remote monitoring and installations where the detector and probe are separated by longer distances.

When light interacts with a molecule, it can be refracted, absorbed, or scattered. In scattering, most photons do not interact with a molecule and simply “bounce” off it. This is known as Rayleigh or elastic scattering. A small fraction of light undergoes inelastic scattering, where photons interact with molecular vibrations or rotations, resulting in energy shifts. These shifts form a Raman spectrum, which serves as a molecular fingerprint. Most Raman spectroscopy instruments measure these molecular vibrations.

Raman scattering
Discovered in 1928 by C.V. Raman and K.S. Krishnan, Raman scattering, also known as the Raman effect, describes how a small portion of light scattered by a molecule changes frequency due to energy transfer with molecular vibrations. The first Raman studies were performed using sunlight as the light source and photographic equipment. The “excessive feebleness of the effect” was acknowledged in the original paper by Raman and Krishnan. It was not uncommon for researchers to spend hours or even days collecting a single spectrum. The advent of lasers, sensitive detectors, and fast holography-based optics has improved the speed, resolution, and sensitivity of Raman spectroscopy. Today, a single Raman spectrum can be measured in minutes or even seconds. 

The scattering process
When a photon interacts with a molecule, it may excite an electron to a virtual energy state. If the electron returns to a different vibrational level, the scattered photon has a different energy, based on the initial energy of the molecular vibration.

• Stokes scattering: Photon loses energy (most common)
• Anti-Stokes scattering: Photon gains energy (less intense)

These energy differences are plotted as Raman shifts in wavenumbers (cm⁻¹) in a spectrum. Because molecules have many vibrations, each with different energies, these shifts provide information about various functional groups within the molecule.

Vibrational energies
Vibrational energy depends on several molecular properties:

• Atomic mass
• Bond order
• Molecular geometry
• Hydrogen bonding

Raman spectroscopy can measure various compositional and structural aspects of a molecule, including both backbone and side chains, making it valuable in fields such as materials science, polymers, edible oils, and biochemistry.

Selection rules
A vibration is Raman-active if it causes a change in polarizability. Typically, symmetric stretches or vibrations are Raman active. This mechanism complements IR spectroscopy, where a vibration must change the dipole moment and typically involves asymmetric vibrations.

• Strong Raman scatterers: Molecules with delocalized electron clouds (e.g., C=C bonds)
• Weak scatterers: Highly polar bonds (e.g., O–H)

Variations of Raman spectroscopy continue to be developed to enhance the Raman signal or reduce fluorescence interference. Two important enhancement approaches are Resonance Raman and Surface-Enhanced Raman Scattering.  

Resonance Raman (RR)
When the excitation laser matches an electronic transition, certain vibrational modes are resonantly enhanced—by factors of 10² to 10⁴. This technique is useful for studying chromophores and aromatic compounds.

Surface-Enhanced Raman Scattering (SERS)
SERS enhances Raman signals by 10³–10⁶× when molecules are adsorbed on nanostructured metal surfaces (e.g., silver, gold). It enables detection of micromolar concentrations, though its use is limited by surface chemistry and adsorption kinetics.

Historically, Raman was used for qualitative analysis—identifying chemical species by their spectral fingerprints. However, advances in holographic technology, high-throughput analyzers, and multivariate data analysis have enabled quantitative Raman spectroscopy.

• Qualitative: Identifies compounds
• Quantitative: Measures concentrations in real time

Since its introduction to industrial settings in the mid-1990s, Raman spectroscopy based on modern dispersive instrumentation has been used to solve challenges in identification, quantification, and process monitoring. Early applications were closely linked to those already analyzed by Fourier-transform infrared spectroscopy (FTIR) or FT-Raman, as Raman provides similar compositional and molecular structure information.

In many of those early reports, Raman was tested only after the implementation limitations of FTIR or FT-Raman—such as sample probe fouling, high laser power, or incompatibility with aqueous systems —became apparent. Following initial successes, industrial confidence in the Raman technique and the robustness of its hardware grew, leading to broader adoption for Raman-based product or process understanding.

Today, Raman spectroscopy is proven to provide the specificity of FTIR with the measurement ease of NIR spectroscopy. A modern perspective views Raman as a first-choice Process Analytical Technology (PAT), rather than as a PAT of last resort.

Raman offers several key advantages:

• Specificity: Sharp, non-overlapping bands enable precise identification
• Water compatibility: Minimal interference from water bands
• Wide concentration range: From <1% to 100% without dilution
• No sample prep: Non-contact, non-destructive analysis
• Fast: Spectra acquired in seconds to minutes
• Versatile: Works with standard containers (glass, sapphire, polymers)
• Quantitative: Signal intensity is proportional to molecular concentration

Because Raman spectroscopy uses visible or near-infrared light, it can be coupled to many different types of instruments. Raman spectra can be measured using dispersive instrumentation coupled with a microscope, handheld or portable unit, or fiber-optic measurement probes.

A Raman system includes:

• Laser excitation source
• Excitation delivery options
• Sample interface (e.g., microscope objective, immersion optic, non-contact probe, flow cell)
• Collection optics
• Wavelength separation device (e.g., spectrograph)
• Detector and electronics
• Data acquisition and analysis software

Raman spectroscopy is a versatile analytical tool used across solids, liquids, gases, and complex media—supporting a wide range of industries and research fields.

Phases of matter
Raman spectroscopy can be applied to a broad range of materials, including:

• Solids: Particles, pellets, films, fibers
• Liquids: Solutions, gels, pastes
• Gases
• Mixed-phase media: Suspension, slurries, cell cultures

Industry applications
Raman spectroscopy plays a critical role in numerous industry sectors, including:

• Pharmaceuticals: API reaction monitoring, solid dose processing, polymorph identification, formulation optimization, PAT
• Bioprocessing: Upstream cell culture monitoring and control, higher order structure, media prep, target protein concentration, product formulation, PAT
• Industrial Forensics: Defective material identification, polymorph identification, aggregates, adulteration
• Semiconductors: Stress/strain analysis, material characterization
• Polymers & Nanotech: Reaction monitoring, structural analysis, quality control, crystallinity
• Specialty Chemical: Ammonia synthesis, methanol production, fine chemical reaction monitoring, crystallization, olefin production
• Environmental & Geological Sciences: Carbon capture, utilization, and storage
• Food & Beverages: Edible oil quality, chocolate, cultivated meat, adulteration, fermentation monitoring and control
• Oil & Gas: Refining, amine sweetening, natural gas production

Expanding frontiers
Today, the answer to the question of whether a measurement problem may be well suited to Raman spectroscopy is generally “yes.” Hardware reliability, a myriad of sample measurement modalities, model transferability, and low operational costs make Raman spectroscopy an attractive analysis tool. As Raman spectroscopy continues to evolve, new advancements in instrumentation and applications are expanding its impact across research, clinical, and laboratory settings. Emerging uses include biomedical fields such as tissue analysis and disease diagnosis, as well as art conservation through pigment and material identification.

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